Job Description
Compliance Manager (Digital Asset) (40K-80K) (SDG-50250)
<Job Responsibilities>
Set up compliance framework by creating compliance checklist and conduct on-site/off-site monitoring as specified in compliance annual plan and risk assessment and report the result to directors of company
Co-work with SEC to set up the Compliance Framework for digital asset exchange
Support and advise the company for SEC regulations related to digital asset transactions and update regulatory change
Prepare the materials for CEO monthly meeting and monthly Compliance Committee meeting
Review materials to ensure the accuracy and compliance with the regulations
Check policy and procedure and provide advice to management on periodic policy review from Compliance's perspective
Conduct the training for staff to improve the compliance knowledge for the high risk items or when deem necessary
Create compliance documents to comply with SEC rules and regulations
To handle other tasks assigned
<Necessary Skill / Experience >
Thai nationality , Male/Female, age 28-40 years old
Bachelor's degree or higher in Accounting, Laws, Economic, or International Business.
At least 3-5 years experiences of Compliance and SEC Regulations in Financial industry,
Good communication skill in English ( Able to communicate with Japanese , Belgium, Indian )
Good computer literacy
Good problem solving, interpersonal & communication skill
<Preferable Skill / Experience>
None
Languages skills
English: Conversational Level
Japanese: None
Workplace Area: MRT Rama9, Bangkok
Working Hour: 9:00-18:00 (Mon-Fri)
About the Benefits
Salary: 40,000–80,000THB
About the company
Products: IT/Internet trading; Crypto Currency
Business Type: Securities / Investment Trusts
<Job Responsibilities>
Set up compliance framework by creating compliance checklist and conduct on-site/off-site monitoring as specified in compliance annual plan and risk assessment and report the result to directors of company
Co-work with SEC to set up the Compliance Framework for digital asset exchange
Support and advise the company for SEC regulations related to digital asset transactions and update regulatory change
Prepare the materials for CEO monthly meeting and monthly Compliance Committee meeting
Review materials to ensure the accuracy and compliance with the regulations
Check policy and procedure and provide advice to management on periodic policy review from Compliance's perspective
Conduct the training for staff to improve the compliance knowledge for the high risk items or when deem necessary
Create compliance documents to comply with SEC rules and regulations
To handle other tasks assigned
<Necessary Skill / Experience >
Thai nationality , Male/Female, age 28-40 years old
Bachelor's degree or higher in Accounting, Laws, Economic, or International Business.
At least 3-5 years experiences of Compliance and SEC Regulations in Financial industry,
Good communication skill in English ( Able to communicate with Japanese , Belgium, Indian )
Good computer literacy
Good problem solving, interpersonal & communication skill
<Preferable Skill / Experience>
None
Languages skills
English: Conversational Level
Japanese: None
Workplace Area: MRT Rama9, Bangkok
Working Hour: 9:00-18:00 (Mon-Fri)
About the Benefits
Salary: 40,000–80,000THB
About the company
Products: IT/Internet trading; Crypto Currency
Business Type: Securities / Investment Trusts