Job Description
Our client is one of the largest Japanese securities firm with business around the globe. They are now looking for candidates to fill their AVP position in their Compliance Department with the following requirements:
Job Duties:
Job Duties:
• To perform document checking for on-boarding customer and periodic KYC review on existing customers based on the latest SFC requirements, and to handle other related ad hoc assignments
• To liaise and follow up with front office & compliance team for outstanding KYC documents before the review deadline
• To check KYC information in the system so as to maintain data accuracy
• To follow up, monitor and report the overall progress of KYC review
• Report to Senior KYC Manager
Requirements:
• Bachelor’s Degree in law, accounting, finance or related discipline
• Min 2 yrs’ hands-on experience in KYC document checking;
• Knowledge of SFC KYC/AML requirements for on-boarding new customer & knowledge of
Customer Due Diligence documentation standard & requirement;
• Good command of written and spoken in English & Chinese;
• A good team player & independent, detail minded with good communication skills;
• Well conversant in MS Word, Excel and ACCESS.